Financial Services Governance, Risk and Compliance (GRC)

Where Are You Exposed?

Banks, insurers, asset managers and securities professionals have to manage stringent and far-reaching internal risks, external risks and regulatory burdens. Ultimately for financial services firms, risk is your business and to manage it in the future, you must be on the cutting edge.

No organization operates in a risk-free environment, and the risks extend far beyond regulatory compliance.  A sound governance environment, a proficient risk management process and an effective internal controls structure are important to meeting corporate objectives in all functional areas of your company.
 

What Do We Offer?

As experienced business advisors, Acumen Solutions can offer your company expert guidance on a wide range of regulatory, operational and technical issues.  Our experts will work closely with you to evaluate your overall internal controls environment, including your business and information systems processes, identify gaps and make recommendations for improvements – before control deficiencies can impact your business. 

Regulatory Compliance Expertise

• Sarbanes Oxley
• NAIC Model Audit Rule
• Registered Investment Adviser Compliance Audit
• XBRL SEC Reporting

Enterprise Risk Management Expertise

• Operational Risk Assessments and Internal Controls
• SAS70 Readiness and Review
• Anti-Fraud Control

Information Technology Consulting and Audit

• Help Desk/Problem Management
• Change Management
• Version Control
• Quality Assurance Testing
• Information Security
• Disaster Recovery

Internal Audit Outsourcing

Vendor Management